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Legal notice.


LEGAL NOTICE


AGREEMENT / TERMS


By using our website www.rocinvestment.ch (hereafter the “ROC Website”) you confirm that you have reviewed, understood and agree to the following important legal information and terms of use (the “Terms”) as well as to our Privacy Policy and that you expressly agree to the legally binding effect of said Terms of Use and Privacy Policy. If you do not agree to the Terms and the Privacy Policy, please exit the ROC Website immediately. All contents of the ROC Website are subject to change or deletion at any time without notice.


ACCESS RESTRICTIONS / TARGET AUDIENCE


All information on the ROC Website are intended solely for natural and legal persons, partnerships and corporate bodies domiciled or having their registered office in Switzerland.

Foreign jurisdictions may prohibit publication on or access to the ROC Website. Persons subject to such restrictions may therefore not access the ROC Website. We also point out that these persons are not protected by local laws and other decrees. It is the responsibility of each individual to obtain information from appropriate agencies or a qualified advisor regarding applicable restrictions. In particular, persons domiciled in the United States are not allowed to visit the ROC Website for reasons of U.S. securities laws (notably the Investment Advisors Act and the Dodd-Frank Act).


NO OFFER / NO ADVICE


The information on the ROC Website is for information purposes only. It does not constitute neither an invitation to make an offer nor a solicitation or an offer to buy or sell investment instruments, to effect any transaction or to enter into any legal relations.


The information available on the ROC Website is not to be understood as recommendations or aids for the investor’s investment decisions or other decisions and is in no way of an advisory nature. Investors are urged to seek advice from their client advisor, pursue their own clarifications and obtain further information before making their investment decision.


With regard to legal tax provisions in the investor’s tax domicile concerning the holding, buying or selling of securities and other investment products and the associated implications for taxation, investors are requested to contact their tax advisor.


NO WARRANTY / NO LIABILITY


ROC Investment Ltd., including its directors, employees and advisors, provides no assurance or warranty and makes no representations (explicit or implied), regarding the accuracy, reliability, completeness or correctness of the information or functions offered on the ROC Website.


All data, including but not limited to performance data, notices or other information accessible through the ROC Website, is obtained from carefully selected sources believed to be reliable. All such information is provided to the user “as is” without express or implied warranties of any kind, including warranties of quality, originality, non-infringement of intellectual property or suitability for any particular purpose.


The information on the ROC Website are descriptive of ROC Investment Ltd. as a whole, and the products and services described may not be available to or suitable for all investors. The fact of accessing the ROC Website does not make the user a client of ROC Investment Ltd. ROC Investment Ltd. is not liable for any use that may be made of the information on the ROC Website or for any consequential damages that may result from the use of information from the ROC website.


ROC Investment Ltd. rules out, as far as is legally permissible, any liability for damages or consequential damages resulting from the use of or access to the information on the ROC Website or links to third-party websites (or from the impossibility of use/access). This disclaimer also applies to harm or consequential damages caused by third parties manipulating the websites.


INTELLECTUAL PROPERTY RIGHTS


ROC Investment Ltd. reserves all rights to the intellectual property rights (such as copyrights and trademark rights) in all material on the ROC Website and will enforce such rights to the full extent of applicable law. The printing or downloading of pages is permitted, provided that the source is fully acknowledged.


THIRD-PARTY WEBSITES


Links to third-party websites on the ROC website are provided solely as a reference to information on topics that may be useful to users of the ROC website. These third-party websites are outside the control of ROC Investment Ltd. Therefore, ROC Investment Ltd. cannot accept any responsibility for their content or for the protection of your privacy in connection with the use of these websites. Connecting to these websites or other pages is at your own risk.


PERFORMANCE


Past performance is no guarantee for the success of an investment in the future. The value of investments may be subject to fluctuations, and investors may not recover the capital they originally invested. Changes in foreign exchange rates may also cause the value of investments to rise or fall.


APPLICABLE LAW AND PLACE OF JURISDICTION


Access to and use of the ROC Website as well as the Terms and the Privacy Policy are governed exclusively by Swiss law. The place of jurisdiction is Zurich, Switzerland.