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PRUDENTIAL SUPERVISION


ROC is an active and approved member of the Swiss Association of Asset Managers (SAAM) (www.vsv-asg.ch) and complies amongst other requirements with the “Code of Ethics and Professional Conduct” for performing of independent asset management services, which is acknowledged by the Swiss Financial Market Supervisory Authority (FINMA) (www.finma.ch).


By proofing compliance with above “Code of Conduct” a high standing and professional asset management as well as the protection of the client’s interests shall be assured.  


Furthermore, ROC is a member of the Swiss Finance Institute (www.swissfinanceinstitute.ch) and the Swiss Financial Analysts Association (www.sfaa.ch) and is following their best practice standards.





Safeguarding the stability and good reputation of Swiss financial centre.